Archaeological
Resources Protection Act of 19791
AN ACT TO protect archaeological
resources on public lands and Indian lands, and for other purposes.
Be it enacted of the Senate and the
House of Representatives of the United States of America in Congress
assembled,
Short Title
SEC. 1. This Act may be cited as the
"Archaeological Resources Protection Act of 1979".
Findings and Purpose
SEC. 2. (a) The Congress finds
that- (1) archaeological
resources on public lands and Indian lands are an accessible and irreplaceable part of the
Nation's heritage; (2)
these resources are increasingly endangered because of their commercial attractiveness; (3) existing Federal laws do not provide
adequate protection to prevent the loss and destruction of these
archaeological resources and sites resulting from uncontrolled excavations and
pillage; and (4) there is a
wealth of archaeological information which has been legally obtained by private individuals for
noncommercial purposes and
which could voluntarily be made available to professional archaeologists
and institutions. (b) The purpose of this Act is to secure, for
the present and future benefit of
the American people, the protection of archaeological resources
and sites which are on public lands and
Indian lands, and to foster increased cooperation and exchange of information
between governmental authorities,
the professional archaeological community, and private individuals having collections of archaeological
resources and data which were
obtained before the date of the enactment of this Act.
Definitions
SEC. 3. As used in this Act-
(1) The term "archaeological
resource" means any material remains of past human life or activities which are of
archaeological interest, as
determined under the uniform regulations promulgated pursuant to this
Act. Such regulations
containing such determination shall include, but not be limited to: pottery, basketry, bottles,
weapons, weapon projectiles,
tools, structures or portions of structures, pit houses, rock paintings,
rock carvings, intaglios, graves,
human skeletal materials, or any portion or piece of any of the foregoing items.
Nonfossilized and fossilized
paleontological specimens, or any portion or piece thereof, shall not be
considered archaeological resources,
under the regulations under this paragraph, unless found in an archaeological
context. No item shall be
treated as an archaeological resource under regulations under this
paragraph unless such item is at
least 100 years of age. (2)
The term "Federal land manager" means, with respect to any public
lands, the Secretary of the
department, or the head of any other agency or instrumentality of the United States, having
primary management authority
over such lands. In the case of any public lands or Indian lands with respect to which no department,
agency, or instrumentality
has primary management authority, such term means the Secretary of the
Interior. If the Secretary of the
Interior consents, the responsibilities (in whole or in part) under this Act of the
Secretary of any department
(other than the Department of the Interior) or the head of any other
agency or instrumentality may be
delegated to the Secretary of the Interior with respect to any land managed by
such other Secretary or
agency head, and in any such case, the term Federal land manager means
the Secretary of the
Interior. (3) The term
"public lands" means-
(A) lands which are owned and administered by the United States as
part of- (i) the national park system,
(ii) the national wildlife
refuge system, or
(iii) the national forest system; and (B) all other lands the fee title to
which is held by the United
States, other than lands on the Outer Continental Shelf and lands which
are under the jurisdiction of the
Smithsonian Institution.2 (4) The term "Indian lands" means lands of
Indian tribes, or Indian
individuals, which are either held in trust by the United States or
subject to a restriction against
alienation imposed by the United States, except for any subsurface interest in lands not
owned or controlled by an
Indian tribe or an Indian individual. (5) The term "Indian tribe" means any Indian
tribe, band, nation, or other
organized group or community, including any Alaska Native village
or regional or village corporation as
defined in, or established pursuant to, the Alaska Native Claims Settlement Act (85
Stat. 688). (6) The term
"person" means an individual, corporation, partnership, trust, institution, association, or any other
private entity or any
officer, employee, agent, department, or instrumentality of the United
States, of any Indian tribe, or of
any State or political subdivision thereof. (7) The term "State" means any of the fifty
States, the District of
Columbia, Puerto Rico, Guam, and the Virgin Islands.
Excavation and Removal
SEC. 4. (a) Any person may apply to the
Federal land manager for a permit to excavate or remove any archaeological resource
located on public lands or Indian
lands and to carry out activities associated with such excavation or
removal. The application shall be
required, under uniform regulations under this Act, to contain such information as the
Federal land manager deems necessary, including information concerning the
time, scope, and location and specific purpose of the proposed work.
(b) A permit may be issued pursuant to
an application under subsection (a) if the Federal land manager determines, pursuant to
uniform regulations under this
Act, that- (1) the
applicant is qualified, to carry out the permitted activity, (2) the activity is undertaken for the
purpose of furthering
archaeological knowledge in the public interest, (3) the archaeological resources which are
excavated or removed from
public lands will remain the property of the United States, and such
resources and copies of associated
archaeological records and data will be preserved by a suitable university, museum,
or other scientific or
educational institution, and (4) the activity pursuant to such permit is
not inconsistent with any
management plan applicable to the public lands concerned. (c) If a permit issued under this section may
result in harm to, or destruction
of, any religious or cultural site, as determined by the Federal
land manager, before issuing such permit,
the Federal land manager shall notify any Indian tribe which may consider the site
as having religious or cultural
importance. Such notice shall not be deemed a disclosure to the
public for purposes of section 9.
(d) Any permit under this section shall
contain terms and conditions, pursuant to uniform regulations promulgated under
this Act, as the Federal land
manager concerned deems necessary to carry out the purposes of this Act.
(e) Each permit under this section
shall identify the individual who shall be responsible for carrying out the terms and
conditions of the permit and for otherwise complying with this Act and other law
applicable to the permitted activity. (f) Any permit issued under this section may be
suspended by the Federal land
manager upon his determination that the permittee has violated any
provision of subsection (a), (b), or (c)
of section 6. Any such permit may be revoked by such Federal land manager upon
assessment of a civil penalty under section 7 against the permittee or upon the
permittee's conviction under section 6. (g) (1) No permit shall be required under this
section or under the Act of June
8, 1906 (16 U.S.C. 431), for the excavation or removal by any Indian
tribe or member thereof of any
archaeological resource located on Indian lands of such Indian tribe, except that in the absence of
tribal law regulating the excavation or removal of archaeological resources
on Indian lands, an individual tribal member shall be required to obtain a permit
under this section. (2) In
the case of any permits for the excavation or removal of any archaeological resources located on Indian lands,
the permit may be granted only
after obtaining the consent of the Indian or Indian tribe owning or
having jurisdiction over such lands. The
permit shall include such terms and conditions as may be requested by such Indian
or Indian tribe. (h) (1) No
permit or other permission shall be required under the Act of June 8, 1906 (16 U.S.C. 431-433), for any activity
for which a permit is issued
under this section. (2) Any
permit issued under the Act of June 8, 1906, shall remain in effect according to its terms and conditions
following the enactment of this Act. No permit shall be required to carry out any
activity under a permit issued
under the Act of June 8, 1906, before the date of the enactment of this
Act which remains in effect as provided
in this paragraph, and nothing in this Act shall modify or affect any such permit.
(i) Issuance of a permit in accordance
with this section and applicable regulations shall not require compliance with
section 106 of the Act of October
15, 1966 (80 Stat. 917, 16 U.S.C. 470f). (j) Upon the written request of the Governor of
any State, the Federal land manager shall issue a permit, subject to the
provisions of subsections (b)(3), (b)(4), (c), (e), (f), (g), (h), and (i) of this
section for the purpose of conducting archaeological research, excavation,
removal, and curation, on behalf
of the State or its educational institutions, to such Governor or to
such designee as the Governor deems
qualified to carry out the intent of this Act.
Custody of Resources
SEC. 5. The Secretary of the Interior
may promulgate regulations providing for- (1) the exchange, where appropriate, between
suitable universities,
museums, or other scientific or educational institutions, of archaeological resources removed from public
lands and Indian lands
pursuant to this Act, and
(2) the ultimate disposition of such resources and other resources
removed pursuant to the Act of June
27, 1960 (16 U.S.C. 469-469c) or the Act of June 8, 1906 (16 U.S.C.
431-433). Any exchange or
ultimate disposition under such regulation of archaeological resources excavated or removed from Indian lands
shall be subject to the consent
of the Indian or Indian tribe which owns or has jurisdiction over such
lands. Following promulgation of
regulations, under this section, notwithstanding any other provision of law, such
regulations shall govern the disposition of archaeological resources removed
from public lands and Indian lands pursuant to this Act.
Prohibited Acts and Criminal
Penalties
SEC. 6. (a) No person may excavate,
remove, damage, or otherwise alter or deface or attempt to excavate, remove, damage,
or otherwise alter or deface3 any archaeological resource located on public lands
or Indian lands unless such activity is pursuant to a permit issued under
section 4, a permit referred to in section 4(h)(2), or the exemption contained in
section 4(g)(1). (b) No person
may sell, purchase, exchange, transport, receive, or offer to sell, purchase, or exchange any archaeological
resource if such resource was excavated or removed from public lands or Indian
lands in violation of- (1)
the prohibition contained in subsection (a), or (2) any provision, rule, regulation,
ordinance, or permit in effect
under any other provision of Federal law. (c) No person may sell, purchase, exchange,
transport, receive, or offer to sell, purchase, or exchange, in interstate or
foreign commerce, any archaeological resources excavated, removed, sold,
purchased, exchanged, transported, or received in violation of any
provision, rule, regulation, ordinance, or permit in effect under State or local
law. (d) Any person who
knowingly violates, or counsels, procures, solicits, or employs any other person to violate, any
prohibition contained in subsection (a), (b), or (c) of this section shall, upon
conviction, be fined not more than $10,000 or imprisoned not more than one year, or
both: Provided, however, That if the commercial or archaeological value of
the archaeological resources involved and the cost of restoration and repair of
such resources exceeds the sum of
$500,4 such person shall be fined not more than $20,000 or
imprisoned not more than two years, or
both. In the case of a second or subsequent such violation upon conviction such
person shall be fined not more than $100,000, or imprisoned not more than five
years, or both. (e) The
prohibitions contained in this section shall take effect on the date
of the enactment of this Act.
(f) Nothing in subsection (b)(1) of
this section shall be deemed applicable to any person with respect to an archaeological
resource which was in the lawful possession of such person prior to the date of the
enactment of this Act. (g)
Nothing in subsection (d) of this section shell be deemed applicable to
any person with respect to the removal of
arrowheads located on the surface of the ground.
Civil Penalties
SEC. 7. (a)(1) Any person who violates
any prohibition contained in an applicable regulation or permit issued under this
Act may be assessed a civil penalty by the Federal land manager concerned. No
penalty may be assessed under this subsection unless such person is given notice
and opportunity for a hearing
with respect to such violation. Each violation shall be a separate
offense. Any such civil penalty may be
remitted or mitigated by the Federal land manager concerned. (2) The amount of such penalty shall be
determined under regulation
promulgated pursuant to this Act, taking into account, in addition to
other factors- (A) the archaeological or commercial
value of the archaeological
resource involved, and
(B) the cost of restoration and repair of the resource and the archaeological site involved.
Such regulations shall provide that, in
the case of a second or subsequent violation by any person, the amount of such civil
penalty may be double the amount
which would have been assessed if such violation were the first
violation by such person. The
amount of any penalty assessed under this subsection for any violation shall not exceed an amount equal to
double the cost of restoration and repair of resources and archaeological sites
damaged and double the fair market value of resources destroyed or not
recovered. (3) No penalty
shall be assessed under this section for the removal of arrowheads located on the surface of the
ground. (b) (1) Any person
aggrieved by an order assessing a civil penalty under subsection (a) may file a petition for judicial
review of such order with the United States District Court for the District of
Columbia or for any other district in which such a person resides or
transacts business. Such a petition may only be filed within the 30-day period
beginning on the date the order making such assessment was issued. The court shall
hear such action on the record
made before the Federal land manager and shall sustain his action if it
is supported by substantial evidence on
the record considered as a whole. (2) If any person fails to pay an assessment
of a civil penalty- (A)
after the order making the assessment has become a final order and such person has not filed a petition for
judicial review of the
order in accordance with paragraph (1), or (B) after a court in an action brought
under paragraph (1) has
entered a final judgment upholding the assessment of a civil penalty,
the Federal land managers may
request the Attorney General to institute a civil action in a district court of the
United States for any
district in which such person is found, resides, or transacts business
to collect the penalty and such
court shall have jurisdiction to hear and decide any such action. In such
action, the validity and amount of such penalty shall not be subject to
review. (c) Hearings held
during proceedings for the assessment of civil penalties authorized by subsection (a) shall be conducted in
accordance with section 554 of
title 5 of the United States Code. The Federal land manager may issue
subpoenas for the attendance and
testimony of witnesses and the production of relevant papers, books, and documents, and
administer oaths. Witnesses summoned shall be paid the same fees and mileage that are
paid to witnesses in the courts of the United States. In case of contumacy or
refusal to obey a subpoena served upon any person pursuant to this paragraph, the
district court of the United States for any district in which such person is
found or resides or transacts business, upon application by the United States and
after notice to such person, shall have jurisdiction to issue an order requiring
such person to appear and give
testimony before the Federal land manager or to appear and produce
documents before the Federal land
manager, or both, and any failure to obey such order of the court may be punished by such court as
a contempt thereof.
Rewards; Forfeiture
SEC. 8. (a) Upon the certification of
the Federal land manager concerned, the Secretary of the Treasury is directed to pay from
penalties and fines collected under sections 6 and 7 an amount equal to one-half
of such penalty or fine, but not
to exceed $500, to any person who furnishes information which leads to
the finding of a civil violation,
or the conviction of criminal violation, with respect to which such penalty or fine was paid. If
several persons provided such
information, such amount shall be divided among such persons. No
officer or employee of the United
States or of any State or local government who furnishes information or renders service in the
performance of his official duties shall be eligible for payment under this
subsection. (b) All
archaeological resources with respect to which a violation of subsection (a), (b), or (c) of section 6 occurred
and which are in the possession
of any person, and all vehicles and equipment of any person which
were used in connection with such
violation, may be (in the discretion of the court or administrative law judge, as the case may
be) subject to forfeiture to the
United States upon- (1)
such person's conviction of such violation under section 6, (2) assessment of a civil penalty against
such person under section 7
with respect to such violation, or (3) a determination of any court that such
archaeological resources,
vehicles, or equipment were involved in such violation. (c) In cases in which a violation of the
prohibition contained in subsection (a), (b), or (c) of section 6 involve
archaeological resources excavated or removed from Indian lands, the Federal land manager
or the court, as the case may be,
shall provide for the payment to the Indian or Indian tribe involved
of all penalties collected pursuant to
section 7 and for the transfer to such Indian or Indian tribe of all items forfeited under
this section.
Confidentiality
SEC. 9. (a) Information concerning the
nature and location of any archaeological resource for which the excavation or
removal requires a permit or
other permission under this Act or under any other provision of Federal
law may not be made available to
the public under subchapter II of chapter 5 of title 5 of the United States Code or under any
other provision of law unless the
Federal land manager concerned determines that such disclosure would-
(1) further the purposes of this
Act or the Act of June 27, 1960
(16 U.S.C. 469-469c), and
(2) not create a risk of harm to such resources or to the site at which
such resources are located.
(b) Notwithstanding the provisions of
subsection (a), upon the written request of the Governor of any State, which request
shall state- (1) the
specific site or area for which information is sought, (2) the purpose for which such information is
sought, (3) a commitment by
the Governor to adequately protect the confidentiality of such information to protect the
resource from commercial exploitation. The Federal land manager concerned shall provide
to the Governor information concerning the nature and location of
archaeological resources within the State of the requesting Governor.
Regulations; Intergovernmental
Coordination
SEC 10. (a) The Secretaries of the
Interior, Agriculture and Defense and the Chairman of the Board of the Tennessee Valley
Authority, after consultation with other Federal land managers, Indian tribes,
representatives of concerned State agencies, and after public notice and
hearing, shall promulgate such uniform rules and regulations as may be appropriate
to carry out the purposes of this
Act. Such rules and regulations may be promulgated only after consideration of the provisions of the American
Indian Religious Freedom Act (92
Stat. 469; 42 U.S.C. 1996). Each uniform rule or regulation promulgated
under this Act shall be submitted on the
same calendar day to the Committee on Energy and Natural Resources of the United
States Senate and to the Committee on Interior and Insular Affairs of the United
States House of Representatives, and no such uniform rule or regulation may take
effect before the expiration of a
period of ninety calendar days following the date of its submission to
such Committees.
(b) Each Federal land manager shall
promulgate such rules and regulations under subsection (a), as may be appropriate for the
carrying out of his functions and
authorities under this Act.
(c)5Each Federal land manager shall establish a program to increase
public awareness of the
significance of the archaeological resources located on public lands and Indian lands and the need to protect such
resources. Each such land manager shall submit an annual report to the
Committee on Interior and Insular Affairs of the United States House of
Representatives and to the Committee on Energy and Natural Resources of the United States
Senate regarding the actions taken under such program.
Cooperation with Private
Individuals
SEC. 11. The Secretary of the Interior
shall take such action as may be necessary, consistent with the purposes of this
Act, to foster and improve the communication, cooperation, and exchange of
information between- (1)
private individuals having collections of archaeological resources
and data which were obtained before the
date of the enactment of this Act, and (2) Federal authorities responsible for the
protection of archaeological
resources on the public lands and Indian lands and professional
archaeologists and associations
of professional archaeologists.
In carrying out this section, the Secretary shall, to the extent
practicable and consistent with
the provisions of this Act, make efforts to expand the archaeological data base for the archaeological
resources of the United States through increased cooperation between private
individuals referred to in paragraph (1) and professional archaeologists and
archaeological organizations.
Savings Provisions
SEC.12 (a) Nothing in this Act shall be
construed to repeal, modify, or impose additional restrictions on the activities
permitted under existing laws and
authorities relating to mining, mineral leasing, reclamation, and other
multiple uses of the public
lands. (b) Nothing in this Act
applies to, or requires a permit for, the collection for private purposes of any rock, coin, bullet, or
mineral which is not an archaeological resource, as determined under
uniform regulations promulgated under section 3(1). (c) Nothing in this Act shall be construed to
affect any land other than public
land or Indian land or to affect the lawful recovery, collection, or
sale of archaeological resources from
land other than public land or Indian land.
Report
SEC. 13. As part of the annual report
required to be submitted to the specified committees of the Congress pursuant to
section 5(c) of the Act of June
27, 1960 (74 Stat. 220; 16 U.S.C. 469-469a), the Secretary of the
Interior shall comprehensively report as
a separate component on the activities carried out under the provisions of this
Act, and he shall make such
recommendations as he deems appropriate as to changes or improvements
needed in the provisions of this Act.
Such report shall include a brief summary of the actions undertaken by the Secretary
under section 11 of this Act,
relating to cooperation with private individuals.
SEC. 14.6 The Secretaries of
the Interior, Agriculture, and Defense and the Chairman of the Board of the Tennessee Valley
Authority shall- (a) develop
plans for surveying lands under their control to determine the nature and extent of archaeological resources on
those lands; (b) prepare a
schedule for surveying lands that are likely to contain the most scientifically valuable archaeological
resources; and (c) develop
documents for the report of suspected violations of this Act and establish when and how those documents are to
be completed by officers, employees, and agents of their respective
agencies.
_______
1 The Archaeological Resources
Protection Act of 1979 (16 U.S.C. 470aa-470mm), as set forth herein, consists of
Public Law 96-95 (October 31, 1979) and amendments thereto. 2 Section 3(3) originally ended with a
semicolon, but was amended to
terminate with a period by Public Law 100-588(Section (a)), Nov. 3, 1988
(102 Stat. 2983). 3 Language in boldface type in Section
6(a) was added in Public Law 100-588 (Sec. (b)), Nov. 3, 1988 (102. Stat.
2983). 4The amount in
boldface was substituted for $5,000, which was in the original law, by Section (c) of Public Law
100-588, Nov. 3, 1988 (102 Stat.
2983). 4 Section 10(c)
was added to the law by Public Law 100-588 (Section (d)), Nov. 3, 1988 (102 Stat.
2778). 5 Section 14
was added to the original legislation by Public Law 100-555, Oct. 28, 1988 (102 Stat. 2983).
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